COMMITTEE SUBSTITUTE
FOR
H. B. 2527
(By Delegates Ashcraft, Compton and Pethtel)
(Originating in the House Committee on Education)
[March 26, 1993]
A BILL to repeal section eleven, article twenty-nine, chapter
eighteen of the code of West Virginia, one thousand nine
hundred thirty-one, as amended; to amend and reenact
sections one, two, three, four, five, six, seven, eight and
ten of said article; to amend and reenact sections one, two
and five, article six-a, chapter twenty-nine of said code;
and to further amend said article by adding thereto a new
section, designated section twelve, all relating to
grievance procedures; deleting education employees grievance
board and hearing examiners; transferring provisions
regarding grievance board and higher education employee
grievances to state employees grievance board; providing
that other education employees use arbitrators at level
four; providing generally therefor; stating binding nature
of arbitration; limiting grounds for appeal; basing judicial
review on arbitration record; removing authority of chief
administrator to appeal; requiring subpoenas be issued if
requested; requiring division of arbitration costs;
providing for disposition of pending grievances; eliminating
mediation provisions for education employees; adding same
for state employees; eliminating grievance board's data
collection provisions; requiring secretary of state to
perform record-keeping and reporting function; adding two
members to state employees grievance board; and providing
generally for such board.
Be it enacted by the Legislature of West Virginia:
That section eleven, article twenty-nine, chapter eighteen
of the code of West Virginia, one thousand nine hundred
thirty-one, as amended, be repealed; that sections one, two,
three, four, five, six, seven, eight and ten of said article be
amended and reenacted; that sections one, two and five, article
six-a, chapter twenty-nine of said code be amended and reenacted;
and that said article be further amended by adding thereto a new
section, designated section twelve, all to read as follows:
ARTICLE 29. GRIEVANCE PROCEDURE.
§18-29-1. Legislative purpose and intent.
The purpose of this article is to provide a procedure for
employees of the governing boards of higher education, state
board of education, county boards of education, regional
educational service agencies and multi-county vocational centers
and their employer or agents of the employer to reach solutions
to problems which arise between them within the scope of their
respective employment relationships to the end that good morale
may be maintained, effective job performance may be enhanced and
the citizens of the community may be better served. This
procedure is intended to provide a simple, expeditious and fair
process for resolving problems at the lowest possibleadministrative level and shall be construed to effectuate this
purpose. Nothing herein shall prohibit the informal disposition
of grievances by stipulation or settlement agreed to in writing
by the parties, nor the exercise of any hearing right provided in
article two, chapter eighteen-a of this code or any other section
of chapter eighteen or eighteen-a of this code:
Provided,
That
employees of the governing boards of higher education or of state
institutions of higher education shall have the option of filing
grievances in accordance with the provisions of this article or
in accordance with the provisions of policies and rules of the
governing boards of higher education regarding such employees.
Any board decision pursuant to such sections may be appealed in
accordance with the provisions of this article unless otherwise
provided in such section.
§18-29-2. Definitions.
For the purpose of this article:
(a) "Grievance" means any claim by one or more affected
employees of the governing boards of higher education, state
board of education, county boards of education, regional
educational service agencies and multi-county vocational centers
alleging a violation, a misapplication or a misinterpretation of
the statutes, policies, rules, regulations or written agreements
under which such employees work, including any violation,
misapplication or misinterpretation regarding compensation,
hours, terms and conditions of employment, employment status or
discrimination; any discriminatory or otherwise aggrieved
application of unwritten policies or practices of the board; any
specifically identified incident of harassment or favoritism; orany action, policy or practice constituting a substantial
detriment to or interference with effective classroom
instruction, job performance or the health and safety of students
or employees.
A grievance may be filed by one or more employees on behalf
of a class of similarly situated employees:
Provided,
That any
similarly situated employee shall indicate in writing of his or
her intent to join the class of similarly situated employees.
Only one employee filing a grievance on behalf of similarly
situated employees shall be required to participate in the level
one hearing required in section four of this article.
Any pension matter or other issue relating to the state
teachers retirement system in accordance with article seven-a of
this chapter or other retirement system administered outside the
jurisdiction of the applicable governing board, any matter
relating to public employees insurance in accordance with article
sixteen, chapter five of this code, or any other matter in which
authority to act is not vested with the employer shall not be the
subject of any grievance filed in accordance with the provisions
of this article.
(b) "Days" means days of the employee's employment term or
prior to or subsequent to such employment term exclusive of
Saturday, Sunday, official holidays or school closings in
accordance with section two, article five, chapter eighteen-a of
this code.
(c) "Employee" means any person hired as a temporary,
probationary or permanent employee by an institution either full
or part time. A substitute is considered an employee only onmatters related to days worked for an institution or when there
is a violation, misapplication or misinterpretation of a statute,
policy, rule, regulation or written agreement relating to such
substitute.
(d) "Grievant" means any named employee or group of named
employees filing a grievance as defined in subsection (a) of this
section.
(e) "Institution" means any state institution of higher
education, the governing boards of higher education, any
institution whose employees are hired by the state board of
education including the department of education, and any public
school, regional educational service agency or multi-county
vocational center.
(f) "Employer" means that institution contracting the
services of the employee.
(g) "Immediate supervisor" means that person next in rank
above the grievant possessing a degree of administrative
authority and designated as such in the employee's contract, if
any.
(h) "Chief administrator" means, as may be applicable, the
president of a state institution of higher education, the
chancellor of a governing board of higher education only as to
those employees employed solely by the chancellor and governing
board and not assigned to a state institution of higher
education, the senior administrator as to those employees hired
pursuant to section two, article four, chapter eighteen-b of this
code, the state superintendent of schools as to employees hired
by the state board of education, the county superintendent, theexecutive director of a regional educational service agency or
the director of a multi-county vocational center.
(i) "Governing board" means the administrative board of any
state or county educational institution, including institutions
whose employees are hired by the state board of education, and
refers, as is applicable, to the governing boards of higher
education, state board of education, county boards of education,
the school board members of any board of directors of a regional
educational service agency or the school board members of any
administrative council of a multi-county vocational center.
(j) "Grievance evaluator" means that individual or governing
board authorized to render a decision on a grievance, including
but not limited to an arbitrator selected in accordance with the
provisions of section five of this article..
(k) "Board" means the education employees grievance board.
(l) "Hearing examiner" means the individual or individuals
employed by the board in accordance with section five of this
article.
(m) (k) "Discrimination" means any differences in the
treatment of employees unless such differences are related to the
actual job responsibilities of the employees or agreed to in
writing by the employees.
(n) (l) "Harassment" means repeated or continual
disturbance, irritation or annoyance of an employee which would
be contrary to the demeanor expected by law, policy and
profession.
(o) (m) "Favoritism" means unfair treatment of an employee
as demonstrated by preferential, exceptional or advantageoustreatment of another or other employees.
(p) (n) "Reprisal" means the retaliation of an employer or
agent toward a grievant or any other participant in the grievance
procedure either for an alleged injury itself or any lawful
attempt to redress it.
(q) (o) "Employee organization" means any employee advocacy
organization whose membership includes employees as defined in
this section which has filed with the board secretary of state
the name, address, chief officer and membership criteria of the
organization.
(r) (p) "Representative" means any employee organization,
fellow employee, legal counsel or other person or persons
designated by the grievant as the grievant's representative.
§18-29-3. Grievance procedure generally.
(a) A grievance must be filed within the times specified in
section four of this article and shall be processed as rapidly as
possible. The number of days indicated at each level specified
in section four of this article shall be considered as the
maximum number of days allowed and, if a decision is not rendered
at any level within the prescribed time limits, the grievant may
appeal to the next level:
Provided,
That the specified time
limits may be extended by mutual written agreement and shall be
extended whenever a grievant is not working because of such
circumstances as provided for in section ten, article four,
chapter eighteen-a of this code. Any assertion by the employer
that the filing of the grievance at level one was untimely must
be asserted by the employer on behalf of the employer at or
before the level two hearing. If a grievance evaluator requiredto respond to a grievance at any level fails to make a required
response in the time limits required in this article, unless
prevented from doing so directly as a result of sickness or
illness, the grievant shall prevail by default. Within five days
of such default, the employer may request a hearing before a
level four hearing examiner arbitrator for the purpose of showing
that the remedy received by the prevailing grievant is contrary
to law or clearly wrong. In making a determination regarding the
remedy, the hearing examiner arbitrator shall presume the
employee prevailed on the merits of the grievance and shall
determine whether the remedy is contrary to law or clearly wrong
in light of that presumption. If the examiner arbitrator finds
that the remedy is contrary to law, or clearly wrong, the
examiner arbitrator may modify the remedy to be granted so as to
comply with the law and to make the grievant whole.
(b) If the employer or agent intends to assert the
applicability of any statute, policy, rule, regulation or written
agreement or submits any written response to the filed grievance
at any level, a copy thereof shall be forwarded to the grievant
and any representative of the grievant so named in the filed
grievance. Anything so submitted and the grievant's response
thereto, if any, shall become part of the record. Failure to
assert such statute, policy, rule, regulation or written
agreement at any level shall not prevent the subsequent
submission thereof in accordance with the provisions of this
subsection.
(c) The grievant may file the grievance at the level vested
with the authority to grant the requested relief if the grievanceevaluator at that level agrees in writing thereto. In the event
a grievance is filed at a higher level, the employer shall
provide copies to each lower administrative level.
(d) An employee may withdraw a grievance at any time by
notice, in writing, to the level wherein the grievance is then
current. Such grievance may not be reinstated by the grievant
unless such reinstatement is granted by the grievance evaluator
at the level where the grievance was withdrawn. If more than one
employee is named as grievant in a particular grievance, the
withdrawal of one employee shall not prejudice the rights of any
other employee named in the grievance. In the event a grievance
is withdrawn or an employee withdraws from a grievance, such
employer shall notify in writing each lower administrative level.
(e) Grievances may be consolidated at any level by agreement
of all parties.
(f) An employee may have the assistance of one or more
fellow employees, an employee organization representative or
representatives, legal counsel or any other person in the
preparation and presentation of the grievance. At the request of
the grievant, such person or persons may be present at any step
of the procedure, as well as at any investigative meeting or
other meeting which is held with the employee for the purpose of
discussing the possibility of disciplinary action. When a fellow
employee is assisting a grievant, the employee shall do so
without loss of pay and shall have protection from reprisal as
that term is defined in section two of this article.
(g) If a grievance is filed which cannot be resolved within
the time limits set forth in section four of this article priorto the end of the employment term, the time limit set forth in
said section shall be reduced as agreed to in writing by both
parties so that the grievance procedure may be concluded within
ten days following the end of the employment term or an otherwise
reasonable time.
(h) No reprisals of any kind shall be taken by any employer
or agent of the employer against any interested party, or any
other participant in the grievance procedure by reason of such
participation. A reprisal constitutes a grievance, and any
person held to be responsible for reprisal action shall be
subject to disciplinary action for insubordination.
(i) Except for the informal attempt to resolve the grievance
as provided for in subsection (a), section four of this article,
decisions rendered at all levels of the grievance procedure shall
be dated, shall be in writing setting forth the decision or
decisions and the reasons therefor, and shall be transmitted
within the time prescribed to the grievant and any representative
named in the grievance. If the grievant is denied the relief
sought, the decision shall include the name of the individual at
the next level to whom appeal may be made.
(j) Once a grievance has been filed, supportive or
corroborative evidence may be presented at any conference or
hearing conducted pursuant to the provisions of this article.
Whether evidence substantially alters the original grievance and
renders it a different grievance is within the discretion of the
grievance evaluator at the level wherein the new evidence is
presented. If the grievance evaluator rules that the evidence
renders it a different grievance, the party offering the evidencemay withdraw same; the parties may consent to such evidence, or
the grievance evaluator may decide to hear the evidence or rule
that the grievant must file a new grievance. The time
limitations for filing the new grievance shall be measured from
the date of such ruling.
(k) Any change in the relief sought by the grievant shall be
consented to by all parties or may be granted at level four
within the discretion of the hearing examiner arbitrator.
(l) Forms for filing grievances, giving notice, taking
appeals, making reports and recommendations, and all other
necessary documents shall be made available by the immediate
supervisor to any employee upon request. Such forms shall
include information as prescribed by the board federal mediation
and conciliation service. The grievant shall have access to the
institution's equipment for purposes of preparing grievance
documents subject to the reasonable rules of the employer
governing the use of such equipment.
(m) Notwithstanding the provisions of section three, article
nine-a, chapter six of this code, or any other provision relating
to open proceedings, all conferences and hearings pursuant to
this article shall be conducted in private except that, upon the
grievant's request, conferences and hearings at levels two and
three shall be public. Within the discretion of the hearing
examiner arbitrator, conferences and hearings may be public at
level four.
(n) No person or governing board to which appeal has been
made shall confer or correspond with a grievance evaluator at a
previous level or a management representative who recommended orapproved the grieved action regarding the merits of the grievance
unless all parties to the grievance are present.
(o) Grievances may be processed at any reasonable time, but
attempts shall be made to process the grievance on work time in
a manner which does not interfere with the normal operation of
the institution. Grievances processed on work time shall not
result in any reduction in salary, wages, rate of pay or other
benefits of the employee and shall be counted as time worked.
Should any employer or the employer's agent cause a
conference or hearing to be postponed without adequate notice to
employees who are scheduled to appear during their normal work
day, such employees will not suffer any loss in pay for work time
lost.
(p) Any grievance evaluator may be excused from
participation in the grievance process for reasonable cause,
including, but not limited to, conflict of interest or
incapacitation, and in such case the grievance evaluator at the
next higher level shall designate an alternate grievance
evaluator if such is deemed reasonable and necessary.
(q) No less than one year following resolution of a
grievance at any level, the grievant may by request in writing
have removed any record of the grievance from any file kept by
the employer.
(r) All grievance forms and reports shall be kept in a file
separate from the personnel file of the employee and shall not
become a part of such personnel file, but shall remain
confidential except by mutual written agreement of the parties.
(s) The number of grievances filed against an employer oragent or by an employee shall not, per se, be an indication of
such employer's or agent's or such employee's job performance.
(t) Any chief administrator or governing board of an
institution in which a grievance was filed may appeal such
decision on the grounds that the decision in accordance with the
provisions provided the grievant in section four of this article:
Provided,
That a level four decision shall only be appealed in
accordance with the provisions of section seven of this article.
(1) was contrary to law or lawfully adopted rule, regulation or
written policy of the chief administrator or governing board, (2)
exceeded the hearing examiner's statutory authority, (3) was the
result of fraud or deceit, (4) was clearly wrong in view of the
reliable, probative and substantial evidence on the whole record,
or (5) was arbitrary or capricious or characterized by abuse of
discretion Such appeal shall follow the procedure regarding
appeal provided the grievant in section four of this article and
provided both parties in section seven of this article
(u) Upon a timely request, any employee shall be allowed to
intervene and become a party to a grievance at any level when
that employee claims that the disposition of the action may
substantially and adversely affect his or her rights or property
and that his or her interest is not adequately represented by the
existing parties.
(v) The doctrine of laches shall not be applied to prevent
a grievant or grievants from recovering back pay or other
appropriate relief for a period of one year prior to the filing
of a grievance based upon a continuing practice.
§18-29-4. Procedural levels and procedure at each level.
(a) Level one.
(1) Before a grievance is filed and within fifteen days
following the occurrence of the event upon which the grievance is
based, or within fifteen days of the date on which the event
became known to the grievant or within fifteen days of the most
recent occurrence of a continuing practice giving rise to a
grievance, the grievant or the designated representative shall
schedule a conference with the immediate supervisor to discuss
the nature of the grievance and the action, redress or other
remedy sought.
The conference with the immediate supervisor concerning the
grievance shall be conducted within ten days of the request
therefor, and any discussion shall be by the grievant in the
grievant's own behalf or by both the grievant and the designated
representative.
(2) The immediate supervisor shall respond to the grievance
within ten days of the conference.
(3) Within ten days of receipt of the response from the
immediate supervisor following the informal conference, a written
grievance may be filed with said supervisor by the grievant or
the designated representative on a form furnished by the employer
or agent.
(4) The immediate supervisor shall state the decision to
such filed grievance within five days after the grievance is
filed.
(b) Level two.
Within five days of receiving the decision of the immediate
supervisor, the grievant may appeal the decision to the chiefadministrator, and such administrator or his or her designee
shall conduct a hearing in accordance with section six of this
article within five days of receiving the appeal and shall issue
a written decision within five days of such hearing. Such
decision may affirm, modify or reverse the decision appealed
from. Level four hearing examiners or The chief administrator
shall have the authority to subpoena witnesses and documents for
level two and level three hearings in accordance with the
provision of section one, article five, chapter twenty-nine-a of
this code, and may shall issue a subpoena upon the written
request of any party to the grievance.
(c) Level three.
Within five days of receiving the decision of the chief
administrator, the grievant may appeal the decision to the
governing board of the institution or may proceed directly to
level four. An appeal to the governing board shall set forth the
reasons why the grievant is seeking a level three review of the
decision of the chief administrator. Within five days of
receiving the appeal, such governing board may conduct a hearing
in accordance with section six of this article, may review the
record submitted by the chief administrator and render a decision
based on such record, or may waive the right granted herein and
shall notify the grievant of such waiver. Any decision by the
governing board, including a decision to waive participation in
the grievance, shall be in writing and shall set forth the
reasons for such decision, including the decision to waive
participation in the grievance. If a hearing is held under the
provisions of this subsection, the governing board shall issue adecision affirming, modifying or reversing the decision of the
chief administrator within five days of such hearing.
(d) Level four.
(1) If the grievant is not satisfied with the action taken
by the chief administrator, or, if appealed to level three, the
action taken by the governing board, within five days of the
written decision the grievant may request, in writing, may notify
the employer on a form furnished by the employer, that the
grievant requests that the grievance be submitted to a hearing
examiner an arbitrator as provided for in section five of this
article. such hearing to be conducted in accordance with section
six of this article within ten days following the request
therefor: Provided, That such hearing may be held within thirty
days following the request, or within such time as is mutually
agreed upon by the parties, if the hearing examiner gives
reasonable cause, in writing, as to the necessity for such delay
Within ten days of receiving notice of arbitration, the employer
shall notify the federal mediation and conciliation service and
request a panel of five names of qualified individuals from which
an arbitrator may be chosen by the parties pursuant to the
procedure set out in section five of this article.
(2) Within thirty days following the hearing, held by the
arbitrator pursuant to section five of this article, the hearing
examiner arbitrator shall render a decision in writing to all
parties setting forth findings and conclusions on the issues
submitted. Subject to the provisions of section seven of this
article, the decision of the hearing examiner arbitrator shall be
final and binding upon the parties and shall be enforceable incircuit court.
All information and data generated by the board and in its
custody relative to level four decisions and copies of such
decisions shall be provided at reasonable cost to any individual
requesting it.
Each written decision rendered by an arbitrator pursuant to
a level four hearing shall be forwarded by the arbitrator to the
secretary of state. The secretary of state shall cause said
decision to be recorded and made available at reasonable cost to
any individual requesting it and shall submit a summary to the
Legislature on the first day of January, one thousand nine
hundred ninety-five, of the number of arbitration decisions
received as of that date.
§18-29-5. Education employees grievance board; hearing
examiners.
(a) There is hereby created and shall be an education
employees grievance board which shall consist of three members
who shall be citizens of the state appointed by the governor by
and with the advice and consent of the Senate for overlapping
terms of three years, except that the original appointments shall
be for a period of one, two and three years, respectively,
commencing on the first day of July, one thousand nine hundred
eighty-five. No two members shall be from the same congressional
district, and no more than two of the appointed members shall be
from the same political party. No person shall be appointed to
membership on the board who is a member of any political party
executive committee or holds any other public office or public
employment under the federal government or under the governmentof this state. Members shall be eligible for reappointment, and
any vacancy on the board shall be filled within thirty days of
the vacancy by the governor by appointment for the unexpired
term.
A member of the board may not be removed from office except
for official misconduct, incompetence, neglect of duty, gross
immorality or malfeasance, and then only in the manner prescribed
in article six, chapter six of this code for the removal by the
governor of the state elected officers.
The board shall hold at least two meetings yearly at such
times and places as it may prescribe and may meet at such other
times as may be necessary, such meetings to be agreed to in
writing by at least two of the members. Members of the board
shall each be paid seventy-five dollars for each calendar day
devoted to the work of the board, but not more than seven hundred
and fifty dollars during any one fiscal year. Each member shall
be reimbursed for all reasonable and necessary expenses actually
incurred in the performance of board duties, but shall submit a
request therefor upon sworn itemized statement.
The board is hereby authorized and required to administer
the grievance procedure at level four as provided for in section
four of this article and shall employ at least two full-time
hearing examiners on an annual basis and such clerical help as is
necessary to implement the legislative intent expressed in
section one of this article.
The board shall hire hearing examiners who reside in
different regional educational service agency areas unless and
until the number of hearing examiners exceeds the number of suchareas, at which time two hearing examiners may be from the same
such area. If a grievant previously before a hearing examiner
again brings a grievance, a different hearing examiner shall be
required to hear the grievance upon written request therefor by
any party to the grievance. These hearing examiners shall serve
at the will and pleasure of the board.
The board shall submit a yearly budget and shall report
annually to the governor and Legislature regarding receipts and
expenditures, number of level four hearings conducted, synopses
of hearing outcomes and such other information as the board may
deem appropriate. The board shall further evaluate on an annual
basis the level four grievance process and the performance of all
hearing examiners and include such evaluation in the annual
report to the governor and Legislature. In making such
evaluation, the board shall notify all institutions, employee
organizations and all grievants participating in level four
grievances in the year for which evaluation is being made and
shall provide for the submission of written comment and/or the
hearing of testimony regarding the grievance process. The board
shall provide suitable office space for all hearing examiners in
space other than that utilized by any institution as defined in
section two of this article and shall ensure that reference
materials are generally available.
The board is authorized to promulgate rules and regulations
consistent with the provisions of this article, such rules and
regulations to be adopted in accordance with chapter twenty-nine-
a of this code.
(b) Hearing examiners are hereby authorized and shall havethe power to consolidate grievances, allocate costs among the
parties in accordance with section eight of this article,
subpoena witnesses and documents in accordance with the
provisions of section one, article five, chapter twenty-nine-a of
this code, provide such relief as is deemed fair and equitable in
accordance with the provisions of this article, and such other
powers as will provide for the effective resolution of grievances
not inconsistent with any rules or regulations of the board or
the provisions of this article.
§18-29-5. Arbitrators; selections and powers.
(a) Within two days of receipt of the list of potential
arbitrators from the federal mediation and conciliation service,
the employer shall provide a copy of the list to the grievant and
the grievant's representative. Within five days of receipt of
the list by the grievant, the parties shall hold a meeting for
the purpose of selecting an arbitrator. At the meeting the
employer and the grievant shall alternatively strike names from
the list until there is only one name left. The representative
of the employer shall make the first strike. The parties shall
notify the federal mediation and conciliation service in writing
that the individual whose name was not struck shall be the person
to arbitrate the grievance.
Within thirty days of receipt of notice of selection by the
arbitrator a hearing shall be held in accordance with the
provisions of this article and the rules, regulations, and
procedures established by the federal mediation and conciliation
service:
Provided,
That such time period for the hearing may be
enlarged by mutual agreement of the parties or upon a writtenorder of the arbitrator based upon reasonable cause for such a
delay.
(b) Arbitrators are hereby authorized and shall have the
power to consolidate grievances, allocate costs among the parties
in accordance with section eight of this article, subpoena
witnesses and documents in accordance with the provisions of
section one, article five, chapter twenty-nine-a of this code,
conduct hearings in accordance with section six of this article,
provide such relief as is deemed fair and equitable in accordance
with the provisions of this article, and such other powers as
shall provide for the effective resolution of grievances not
inconsistent with the provisions of this article.
§18-29-6. Hearings generally.
The chief administrator or his or her a designee, the
governing board or the hearing examiner arbitrator shall conduct
all hearings in an impartial manner and shall ensure that all
parties are accorded procedural and substantive due process. All
parties shall have an opportunity to present evidence and
argument with respect to the matters and issues involved, to
cross examine and to rebut evidence. Notice of a hearing shall
be sent to all parties and their named representative and shall
include the date, time and place of the hearing.
The institution that is party to the grievance shall produce
prior to such hearing any documents, not privileged, and which
are relevant to the subject matter involved in the pending
grievance, that has been requested by the grievant, in writing.
The superintendent, the president of the state or county
board of education or the state or county board member designatedby such president, the executive director of the regional
educational service agency, the director of the multi-county
vocational center, the chancellor of the higher education
governing boards, the president of any state institution of
higher education, the senior administrator, the chief
administrator or his or her a designee, each member of the
governing board or the hearing examiner arbitrator shall have the
power to (1) administer oaths and affirmations, (2) regulate the
course of the hearing, (3) hold conferences for the settlement or
simplification of the issues, by consent of the parties, (4)
exclude immaterial, irrelevant or repetitious evidence, (5)
sequester witnesses, (6) restrict the number of advocates, and
(7) take any other action not inconsistent with the rules and
regulations of the board or the provisions of this article.
All the testimony and evidence at any hearing shall be
recorded by mechanical means, and all recorded testimony and
evidence at such hearing shall be transcribed and certified at
the request of any party to the institution or board. The
institution shall be responsible for promptly transcribing the
testimony and evidence and for providing a copy of the certified
transcription to the party requesting same. The institution
shall be responsible for all costs relating to preparation and
duplication of the transcript. The hearing examiner arbitrator
may also request and be provided a transcript upon appeal to
level four and allocate the costs therefor as prescribed in
section eight of this article.
Formal rules of evidence shall not be applied, but parties
shall be bound by the rules of privilege recognized by law. Inany grievance involving disciplinary or discharge actions, no
employee may be compelled to testify against himself or herself,
the burden of proof is on the employer, and the employer shall
present its case first.
All materials submitted in accordance with section three of
this article; the mechanical recording of all testimony and
evidence or the transcription thereof, if any; the decision; and
any other materials considered in reaching the decision shall be
made a part and shall constitute the record of a grievance. Such
record shall be submitted to any level at which appeal has been
made, and such record shall be considered, but although the
development of such record shall not be limited thereby:
Provided,
That any appeal to the circuit court in accordance with
the provisions of section seven shall be reviewed only upon the
record submitted to the arbitrator or developed during the
arbitration proceedings although the court may hear oral
arguments and request written briefs.
Every decision pursuant to a hearing shall be in writing and
shall be accompanied by findings of fact and conclusions of law.
Prior to such decision any party may propose findings of fact and
conclusions of law.
§18-29-7. Enforcement and reviewability.
The decision of the hearing examiner arbitrator shall be
final and binding upon the parties and shall be enforceable in
circuit court:
Provided,
That either party may appeal to the
circuit court of the Kanawha County: in which the grievance
occurred on the grounds that the hearing examiner's arbitrator's
decision (1) was contrary to law or lawfully adopted rule,regulation or written policy of the chief administrator or
governing board, (2) exceeded the hearing examiner's statutory
authority, (3) was the result of fraud or deceit, (4) was clearly
wrong in view of the reliable, probative and substantial evidence
on the whole record, or (5) was arbitrary or capricious or
characterized by abuse of discretion or clearly unwarranted
exercise of discretion
Provided, however,
That the scope of
judicial review shall be narrow and shall be based solely on the
record submitted to the arbitrator or developed during the
arbitration proceeding, and the decision shall not be reversed
unless (1) the arbitrator exceeded the arbitrator's statutory
authority, (2) the decision is manifestly contrary to law, (3)
the decision is not supported by competent evidence, or (4) the
decision was procured by fraud, collusion or other similar
unlawful means. Such appeal shall be filed in the circuit court
of Kanawha County or in the circuit court of the county in which
the grievance occurred within thirty days of receipt of the
hearing examiner's arbitrator's decision. The decision of the
hearing examiner arbitrator shall not be stayed, automatically,
upon the filing of an appeal, but a stay may be granted by the
circuit court upon separate motion therefor.
The court's ruling shall be upon the entire record made
before the hearing examiner arbitrator and shall be based solely
on the record:
Provided,
That and the court may hear oral
arguments and require written briefs. The court may reverse,
vacate or modify the decision of the hearing examiner arbitrator
or may remand the grievance to the chief administrator of the
institution for further proceedings only on the grounds set forthin this section.
§18-29-8. Allocation of costs.
Any expenses incurred relative to the grievance procedure at
levels one through three shall be borne by the party incurring
such expenses except as to the costs of transcriptions as
provided for in section six of this article.
All expenses incurred relative to a level four hearing
before an arbitrator as a result of the utilization of the
federal mediation and conciliation service shall be divided
equally between the parties:
Provided,
That if there are more
than two parties to the grievance, the arbitrator shall divide
the expenses equitably among all the parties.
In the event an employee or employer appeals an adverse
level four decision to the circuit court or an adverse circuit
court decision to the supreme court, and the employee
substantially prevails upon such appeal, the employee or the
organization representing the employee is entitled to recover
court costs and reasonable attorney fees, to be set by the court,
from the employer.
§18-29-10. Mediation.
To such extent as may be feasible with existing personnel
and resources, the education employees grievance board shall
attempt mediation and other alternative dispute resolution
techniques to actively assist the parties in identifying,
clarifying and resolving issues regarding the grievance at any
time prior to the level four hearing.
All of the information that is provided by the parties
during mediation shall remain confidential. Mediators shall notbe called as witnesses to provide testimony in unresolved
grievances that proceed to a grievance hearing, and any hearing
examiner involved in a mediation process shall not hear the
grievance nor be consulted regarding the merits of the grievance.
The education employees grievance board shall monitor the
results of all mediation attempts and report to the Legislature
prior to the first day of January, one thousand nine hundred
ninety-three, regarding the feasibility of the process, the cost
effectiveness of the process, the success of the process in
resolving grievances, the resources which would be required to
expand the process, and such other information or recommendations
as the grievance board may deem appropriate and helpful.
§18-29-10. Effective date; disposition of pending grievances.
All grievances filed prior to the first day of July, one
thousand nine hundred ninety-three, pursuant to previous
enactments of this article which are ultimately appealed to level
four shall be adjudicated by the hearing examiners employed by
the education employees grievance board, which hearing examiners
and grievance board shall continue in existence until such time
as all grievances filed prior to the first day of July, one
thousand nine hundred ninety three, have had a level four hearing
or the time for conducting same has expired.
§18-29-11. Compilation and dissemination of data.
In addition to such other data as may be required under the
provisions of this article, beginning with the quarter ending the
first day of October, one thousand nine hundred ninety-two, the
education employees grievance board shall provide each governing
board and employee organization, within thirty days of the end ofeach quarter, a statewide quarterly report summarizing matters
decided by the hearing examiners during the preceding quarter.
Each report shall set forth any information deemed to be helpful
in providing an overview of grievance-related issues:
Provided,
That nothing contained in the report shall breach the
confidentiality of a grievant or other person, nor shall any
matter be disclosed if the disclosure may violate any provision
of law. The grievance board shall make an effort to provide
information applicable to particular counties, institutions or
governing boards, as may be appropriate.
Each report shall then be distributed to each member of the
governing board so that the governing board may monitor the
significant personnel-related matters which came before the
grievance board and thereby ascertain whether any personnel
policies need to be reviewed, revised or enforced.
Each quarterly report shall be incorporated into the annual
report required by section five of this article, which shall also
be distributed to each governing board and employee organization.
CHAPTER 29. MISCELLANEOUS BOARDS AND OFFICERS.
ARTICLE 6A. Grievance Procedure for State Employees.
§29-6A-1. Purpose.
The purpose of this article is to provide a procedure for
the equitable and consistent resolution of employment grievances
raised by nonelected state employees who are classified under the
state civil service system, or employed in any department, other
governmental agencies, or by independent boards or commissions
created by the Legislature, with the exception of employees of
the board of regents, state institutions of higher education, theLegislature, any employees of any constitutional officer unless
they are covered under the civil service system, and members of
the department of public safety:
Provided,
That employees of the
governing boards of higher education or of state institutions of
higher education shall have the option of filing grievances in
accordance with the provisions of this article or in accordance
with the provisions of policies and rules of the governing boards
of higher education regarding such employees.
§29-6A-2. Definitions.
For the purpose of this article:
(a) "Board" means the education state employees grievance
board created in section five, article twenty-nine, chapter
eighteen of this code and hereafter known as the education and
state employees grievance board. of this article.
(b) "Chief administrator" means the commissioner, director
or head of any state department, board, commission or agency,
and, for higher education, means the president of a state
institution of higher education, the chancellor of a governing
board of higher education only as to those employees employed
solely by the chancellor and governing board and not assigned to
a state institution of higher education, the senior administrator
as to those employees hired pursuant to section two, article
four, chapter eighteen-b of this code.
(c) "Days" means working days exclusive of Saturday, Sunday
or official holidays.
(d) "Discrimination" means any differences in the treatment
of employees unless such differences are related to the actual
job responsibilities of the employees or agreed to in writing bythe employees.
(e) "Employee" means any person hired for permanent
employment, either full or part-time, by any department, agency,
commission or board of the state created by an act of the
Legislature, except those persons employed by the board of
regents or by any state institution of higher education, members
of the department of public safety, any employees of any
constitutional officer unless they are covered under the civil
service system and any employees of the Legislature. The
definition of "employee" shall not include any patient or inmate
employed in a state institution.
(f) "Employee organization" means any employee advocacy
organization whose membership includes employees as defined in
this section which has filed with the board the name, address,
chief officer and membership criteria of the organization.
(g) "Employer" means that state department, board,
commission or agency utilizing the services of the employee
covered under this article.
(h) "Favoritism" means unfair treatment of an employee as
demonstrated by preferential, exceptional or advantageous
treatment of another or other employees.
(i) "Grievance" means any claim by one or more affected
state employees alleging a violation, a misapplication or a
misinterpretation of the statutes, policies, rules, regulations
or written agreements under which such employees work, including
any violation, misapplication or misinterpretation regarding
compensation, hours, terms and conditions of employment,
employment status or discrimination; any discriminatory orotherwise aggrieved application of unwritten policies or
practices of their employer; any specifically identified incident
of harassment or favoritism; or any action, policy or practice
constituting a substantial detriment to or interference with
effective job performance or the health and safety of the
employees.
Any pension matter or other issue relating to public
employees insurance in accordance with article sixteen, chapter
five of this code, retirement, or any other matter in which
authority to act is not vested with the employer shall not be the
subject of any grievance filed in accordance with the provisions
of this article.
(j) "Grievance evaluator" means that individual authorized
to render a decision on a grievance under procedural levels one,
two and three as set out in section four.
(k) "Grievant" means any named employee or group of named
employees filing a grievance as defined in subsection (i) of this
section.
(l) "Harassment" means repeated or continual disturbance,
irritation or annoyance of an employee which would be contrary
to the demeanor expected by law, policy and profession.
(m) "Hearing examiner" means the individual or individuals
employed by the board in accordance with section five of this
article.
(n) "Immediate supervisor" means that person next in rank
above the grievant possessing a degree of administrative
authority and designated as such in the employee's contract, if
any.
(o) "Representative" means any employee organization, fellow
employee, legal counselor or other person or persons designated
by the grievant as the grievant's representative.
(p) "Reprisal" means the retaliation of an employer or agent
toward a grievant, witness, representative or any other
participant in the grievance procedure either for an alleged
injury itself or any lawful attempt to redress it.
§29-6A-5. State employees grievance board; hearing examiners.
(a) The education employees grievance board, created by
virtue of the provisions of section five, article twenty-nine,
chapter eighteen of this code, shall be hereafter known and
referred to as the education and state employees grievance board
and, in addition to those duties set forth in said chapter
eighteen, is hereby authorized and required to administer the
grievance procedure at level four as provided for in section four
of this article. The board shall employ, in addition to those
persons employed as hearing examiners for educational employee
grievances, at least two full-time hearing examiners for the
purpose of conducting hearings at level four as provided in
section four of this article. Such hearing examiners shall be
employed on an annual basis along with such clerical help as is
necessary to implement the legislative intent expressed in
section one of this article.
In addition to the budget required for submission to the
Legislature by virtue of the provisions of section five, article
twenty-nine, chapter eighteen of this code,
(a) The three members of the state and education employees
grievance board appointed pursuant to prior enactments of thissection shall remain in office until their terms have expired. As
of the effective date of this section, the board shall be known
as the state employees grievance board and shall consist of five
members who shall be citizens of the state appointed by the
governor by and with the advice and consent of the Senate for
overlapping terms of three years, except that the original
appointments shall be for a period of one, two and three years,
respectively, commencing on the first day of July, one thousand
nine hundred eighty-five. There shall be at least one member from
each congressional district, and no more than three of the
appointed members shall be from the same political party. One
member shall be a nonsupervisory public employee and one member
shall be a citizen representative who is not an employee of any
public agency in West Virginia. A person shall not be appointed
to membership on the board who is a member of any political party
executive committee. With the exception of the nonsupervisory
public employee member, a person shall not be appointed to
membership on the board who holds any other public office or
public employment under the federal government or under the
government of this state. Members shall be eligible for
reappointment, and any vacancy on the board shall be filled
within thirty days of the vacancy by the governor by appointment
for the unexpired term.
A member of the board may not be removed from office except
for official misconduct, incompetence, neglect of duty, gross
immorality or malfeasance, and then only in the manner prescribed
in article six, chapter six of this code for the removal by the
governor of the state elected officers.
The board shall hold at least two meetings yearly at times
and places as it may prescribe and may meet at such other times
as may be necessary, the meetings to be agreed to in writing by
at least two of the members. Members of the board shall each be
paid seventy-five dollars for each calendar day devoted to the
work of the board, but not more than seven hundred and fifty
dollars during any one fiscal year. Each member shall be
reimbursed for all reasonable and necessary expenses actually
incurred in the performance of board duties, but shall submit a
request therefor upon sworn itemized statement.
The board is hereby authorized and required to administer
the grievance procedure at level four as provided for in section
four of this article and shall employ at least two full-time
hearing examiners on an annual basis and such clerical help as is
necessary to implement the legislative purpose expressed in
section one of this article. These hearing examiners shall serve
at the will and pleasure of the board. If a grievant previously
before a hearing examiner again brings a grievance, a different
hearing examiner shall be required to hear the grievance upon
written request therefor by any party to the grievance.
The board shall submit a yearly budget and shall report
annually to the governor and the Legislature regarding
proceedings conducted under this article, including receipts and
expenditures, number of level four hearings conducted, synopses
of hearing outcomes and such other information as the board may
deem appropriate. The board shall further evaluate on an annual
basis the level four grievance process and the performance of all
hearing examiners and include such evaluation in the annualreport to the governor and the Legislature. In making such
evaluation the board shall notify all employers, employee
organizations, the director of personnel of the state civil
service commission and all grievants participating in level four
grievances in the year for which evaluation is being made and
shall provide for the submission of written comment and/or the
hearing of testimony regarding the grievance process.
The board shall provide suitable office space for all
hearing examiners in space other than that utilized by any
employer as defined in section two of this article and shall
ensure that reference materials are generally available. The
board shall provide forms for filing grievances, giving notice,
taking appeals, making reports and recommendations and such other
documents as the board deems necessary for any stage of a
grievance under this article.
The board is authorized to promulgate rules and regulations
consistent with the provisions of this article, such rules and
regulations to be adopted in accordance with chapter twenty-nine-
a of this code.
(b) Hearing examiners are hereby authorized and shall have
the power to consolidate grievances, allocate costs among the
parties in accordance with section eight of this article,
subpoena witnesses and documents in accordance with the
provisions of section one, article five, chapter twenty-nine-a
of this code, provide such relief as is deemed fair and equitable
in accordance with the provisions of this article, and such other
powers as will provide for the effective resolution of grievances
not inconsistent with any rules and regulations of the board orthe provisions of this article:
Provided,
That in all cases the
hearing examiner shall have the authority to provide appropriate
remedies including, but not limited to, making the employee
whole.
§29-6A-12. Mediation.
To such extent as may be feasible with existing personnel
and resources, the state employees grievance board shall attempt
mediation and other alternative dispute resolution techniques to
actively assist the parties in identifying, clarifying and
resolving issues regarding the grievance at any time prior to the
level four hearing. Hearing examiners may require the parties to
attend and participate in mediation sessions.
All of the information that is provided by the parties
during mediation shall remain confidential. Mediators shall not
be called as witnesses to provide testimony in unresolved
grievances that proceed to a grievance hearing, and any hearing
examiner involved in a mediation process shall not hear the
grievance nor be consulted regarding the merits of the grievance.
The state employees grievance board shall monitor the
results of all mediation attempts and include the results in the
annual report required by section five of this article.
Strike-throughs indicate language that would be stricken
from the present law, and underscoring indicates new language
that would be added.